REQUIRED SCENARIOS (Complete All 5)
Scenario 1
Medium Difficulty
Large Cash Deposit with KYC Resistance
Customer ID:
DE-29847
Account Age:
3 days (new customer)
Location:
Munich, Germany
Transaction Type:
Cash deposit via third-party service
Amount:
€50,000

A new customer opened an account three days ago with minimal information (name and email only). Today, they attempted to deposit €50,000 in cash using a third-party payment processor.

When prompted by the automated system to complete identity verification, the customer contacted support and stated: "I value my privacy. Cryptocurrency is supposed to be anonymous. I should not need to provide government documents to use my own money."

The customer claims the funds are from selling a family business (cash-intensive restaurant) and wants to "invest in Bitcoin before the price goes up."

Potential Red Flags:
  • Large transaction immediately after account opening
  • Refusal to complete KYC verification
  • Cash-intensive source of funds (restaurant)
  • Privacy-focused language suggesting possible awareness of regulations
KYC AML
Your Decision: Should you approve this deposit, flag it for enhanced review, or reject it? What regulatory provisions apply?
Scenario 2
High Difficulty
Withdrawal to Sanctioned Jurisdiction
Customer ID:
US-18432
Account Age:
2 years (established customer)
Location:
New York, USA
Transaction Type:
Cryptocurrency withdrawal
Amount:
$125,000 (85 ETH)

An established customer with a verified account and clean transaction history requests withdrawal of 85 ETH (valued at $125,000) to an external wallet address.

Your blockchain analytics tool flags that the destination wallet has received funds from mixers and has interacted with wallets located in Iran. The most recent deposit to this wallet came from an Iranian exchange 48 hours ago.

The customer states: "This is a business partner's wallet. We're working on a DeFi project together. He's Iranian but lives in Dubai now. The wallet might have Iranian connections but that's just where he used to trade."

Potential Red Flags:
  • Destination wallet linked to sanctioned jurisdiction (Iran - OFAC sanctions)
  • Recent interaction with Iranian exchange
  • Mixer usage in destination wallet history
  • Claim of relocation to Dubai (common sanctions evasion pattern)
Sanctions AML Jurisdictional
Your Decision: Can you process this withdrawal? What additional verification would you require? What are the OFAC implications?
Scenario 3
Medium Difficulty
Suspicious Transaction Pattern - Volume Spike
Customer ID:
NL-54281
Account Age:
8 months
Location:
Amsterdam, Netherlands
Occupation:
Freelance graphic designer (self-reported)
Typical Monthly Volume:
€2,000 - €3,500
Current Week Volume:
€38,000 (12x normal)

For the past 8 months, this customer has maintained a consistent pattern: deposits of €400-700 every week (presumably freelance payments), occasional small trades between EUR and BTC, and monthly withdrawals averaging €2,000.

In the past 4 days, the account activity changed dramatically:

  • Day 1: Deposit of €15,000 from a UK business account (company: "TechConsult Ltd")
  • Day 2: Immediate conversion to USDT, then transfer to external wallet
  • Day 3: Deposit of €12,000 from a different UK business account ("Digital Solutions LLP")
  • Day 4: Deposit of €11,000 from an Italian individual account, conversion to BTC, withdrawal request pending

When contacted, customer states: "I landed three big design projects at once. Companies prefer to pay in crypto now. This is legitimate freelance income."

Potential Red Flags:
  • 10x+ increase in transaction volume with no advance notice
  • Rapid in-and-out pattern (deposits immediately converted and withdrawn)
  • Multiple different source accounts across jurisdictions
  • Inconsistent with stated occupation and historical pattern
  • Possible structuring or layering behavior
AML Travel Rule
Your Decision: Is this legitimate business growth or suspicious activity? What additional documentation would you request?
Scenario 4
High Difficulty
High-Value NFT Sale with Unknown Buyer
Customer ID:
FR-88923
Account Age:
6 months
Location:
Paris, France
Occupation:
Digital artist (verified)
Transaction:
NFT sale proceeds - €2,000,000

A verified digital artist customer sold an NFT artwork for 1,100 ETH (approximately €2,000,000) on OpenSea. The proceeds arrived at their CryptoSecure Exchange wallet, and they now want to cash out €1,500,000 to their French bank account.

Your due diligence reveals:

  • The buyer's wallet was created 8 days before the purchase (fresh wallet)
  • The buyer's wallet received the 1,100 ETH from a centralized exchange not in our jurisdiction (located in the Cayman Islands, not FATF-compliant)
  • No information about the buyer is available (no Travel Rule data provided)
  • The NFT had no prior sales history (first-time mint and sale)
  • Previous largest sale by this artist was €45,000

The artist states: "I'm thrilled! An anonymous collector found my work and made an incredible offer. In the art world, anonymous buyers are common for high-value pieces. This is a legitimate art sale."

Potential Red Flags:
  • Extremely high value (€2M) inconsistent with artist's history (previous max €45k)
  • Fresh buyer wallet created days before purchase (possible money laundering vehicle)
  • Buyer funds from non-FATF jurisdiction without Travel Rule compliance
  • No secondary market validation (first sale ever)
  • Potential NFT wash trading or value inflation scheme
  • Possible tax evasion or sanctions evasion via art market
AML Travel Rule Jurisdictional
Your Decision: Can you process this €1.5M cash-out? How does MiCA's approach to NFTs affect your decision? What is the money laundering risk?
Scenario 5
Medium Difficulty
DAO Treasury Management
Entity ID:
DAO-00412
Entity Type:
Decentralized Autonomous Organization
Legal Structure:
Unincorporated association (no legal entity)
Representative:
Self-identified "core contributor" in Switzerland
Transaction:
Convert €5,000,000 to USDC

A representative claiming to act on behalf of "GreenFuture DAO" wants to open an account and convert €5,000,000 worth of the DAO's native token into USDC stablecoin. The funds would be held at CryptoSecure Exchange for quarterly operational expenses.

Information provided:

  • DAO has 3,847 token holders worldwide (governance participants)
  • Treasury controlled by multi-sig wallet (5-of-9 threshold)
  • DAO voted on this treasury management decision (73% approval, 1,247 voters)
  • No legal entity registration anywhere
  • Representative can provide documentation of the multi-sig signers (9 individuals across 7 countries)
  • DAO's stated purpose: fund climate change projects via grants

The representative states: "We need proper treasury management. DAOs are the future of organizations. We have full transparency - all transactions and votes are on-chain. We shouldn't need traditional KYC because we're decentralized."

Compliance Challenges:
  • No legal entity = unclear who the customer is under MiCA
  • Multiple beneficial owners across jurisdictions (9 signers, 3,847 members)
  • Cannot perform traditional KYC on a non-entity
  • €5M transaction threshold triggers enhanced due diligence under MiCA
  • Unclear regulatory treatment of DAOs in EU and US
  • Potential securities law implications (DAO governance token)
KYC Jurisdictional
Your Decision: Can you onboard a DAO as a customer? What entity verification would you require? How does MiCA define "crypto-asset service providers" in this context?
BONUS SCENARIOS (Optional - Extra Credit)
Bonus 1
Low Difficulty
Minor with Parental Consent
Applicant Age:
16 years old
Location:
Berlin, Germany
Parent Consent:
Provided (verified)
Initial Deposit:
€500 (birthday gift from grandparents)

A 16-year-old applicant wants to open an account with parental consent. The parent has submitted verified ID documents for both themselves and their child. The teen wants to invest birthday money (€500) in Bitcoin as a "learning experience about finance and technology."

Both parent and child have completed video verification calls. The source of funds is documented (bank transfer from grandparents with "birthday gift" memo).

KYC
Your Decision: Can minors hold cryptocurrency accounts under MiCA? What are the legal capacity requirements?
Bonus 2
High Difficulty
Politically Exposed Person (PEP) - DeFi Usage
Customer ID:
ES-77234
PEP Status:
Yes - Deputy Minister of Finance (Spain)
Account Age:
1 year (PEP declared 3 months ago after appointment)
Transaction:
€75,000 deposit → DeFi protocol interaction

An existing customer was recently appointed Deputy Minister of Finance in Spain. They properly disclosed their PEP status 3 months ago when appointed. Enhanced due diligence was completed at that time, and the account was approved for continued use with source of wealth verification (family inheritance €1.2M documented).

Today, they deposited €75,000 and immediately transferred it to an Ethereum DeFi protocol (Aave) for yield farming. Your blockchain analytics show the funds are now:

  • Earning 4.2% APY on USDC deposits in Aave
  • Being used as collateral for a small DAI loan (€12,000)
  • Interacting with multiple DeFi protocols via automated smart contracts

This creates a complex beneficial ownership question: the customer owns the wallet, but the funds are now controlled by smart contracts across protocols.

KYC AML Jurisdictional
Your Decision: Can PEPs use DeFi protocols? How do you maintain ongoing monitoring when funds leave your platform? Enhanced due diligence implications?
Bonus 3
Medium Difficulty
Cross-Border Family Remittance - High Frequency
Customer ID:
IT-34901
Location:
Milan, Italy
Occupation:
Construction worker
Transaction Pattern:
Weekly transfers to Philippines (€300-400)
Annual Volume:
~€18,000/year

A verified customer works in construction in Milan and sends money to family in the Philippines every week. The pattern is consistent:

  • Deposit €300-400 from Italian employer bank account (direct deposit visible)
  • Immediately convert to USDT
  • Transfer to same Philippines-based exchange wallet (verified as major local exchange)
  • Family member cashes out to Philippine pesos

The customer uses crypto because "bank wire fees are €25-35 per transfer. With crypto it's €2. I'm supporting my elderly parents and three younger siblings back home."

This is a legitimate use case, but annual volume (€18,000) is approaching thresholds that trigger additional reporting requirements under FATF Travel Rule.

Travel Rule AML
Your Decision: Is this legitimate remittance or does high frequency raise concerns? What FATF Travel Rule obligations apply? Should you maintain this customer relationship?
Bonus 4
High Difficulty
Privacy Coin Conversion Request
Customer ID:
AT-56712
Location:
Vienna, Austria
Account Age:
4 months
Transaction:
Deposit 850 Monero (XMR), convert to EUR
Value:
€127,500

A customer contacts support with an unusual request: they want to deposit 850 Monero (XMR) - a privacy coin with untraceable transactions - and convert it to EUR for withdrawal to their Austrian bank account.

The customer states: "I've been accumulating Monero for 3 years as a privacy advocate. I used it for legitimate purchases and savings. Now I need the money for a house down payment. I can prove it's my wallet - I'll sign a message from the address."

The problem: Your exchange does not officially support Monero trading due to regulatory concerns. However, technically you could accept the deposit, immediately convert to BTC, then to EUR. The customer is offering to pay a 3% premium for this service.

Blockchain analysis is impossible for Monero - you cannot verify the source of these funds or past transaction history. The customer can prove wallet ownership but nothing else.

Compliance Challenges:
  • Privacy coins inherently resist AML/CTF monitoring
  • Cannot perform blockchain analytics on Monero transactions
  • No way to verify source of funds or beneficial ownership chain
  • €127,500 value triggers enhanced due diligence under MiCA
  • Many jurisdictions have delisted privacy coins due to regulatory pressure
  • FATF has expressed concerns about privacy coins enabling illicit finance
AML Jurisdictional
Your Decision: Can you facilitate privacy coin conversions? What does MiCA say about anonymity-enhanced coins? Is there any way to conduct adequate due diligence?
Bonus 5
Medium Difficulty
Crypto Gambling Winnings
Customer ID:
PL-92834
Location:
Warsaw, Poland
Account Age:
5 months
Source of Funds:
Online crypto casino (self-reported)
Amount:
42 BTC (~€950,000)

A customer deposits 42 BTC (approximately €950,000) from a wallet associated with an online crypto casino based in Curacao. They want to convert to EUR and withdraw to their Polish bank account.

When asked for source of funds documentation, the customer provides:

  • Screenshots from the casino website showing account balance
  • A "VIP player certificate" from the casino
  • Transaction history showing numerous bets over 6 months
  • Casino's "proof of payout" letter (not on official letterhead, just an email)

Customer states: "I got lucky at crypto poker. I started with 0.5 BTC and played for months. The casino is legitimate - it has a Curacao gaming license. This is legal gambling winnings."

Additional concerns:

  • Curacao licenses are known for minimal regulation
  • No independent verification of gambling activity possible
  • Crypto casinos are sometimes used for money laundering
  • Poland has restrictive gambling laws - online casinos may be illegal
Potential Red Flags:
  • Very high winnings (0.5 BTC → 42 BTC = 84x return) are statistically unlikely
  • Curacao licensing is weak regulatory environment
  • Gambling proceeds are high-risk for money laundering (FATF guidance)
  • Cannot independently verify legitimacy of casino or winnings
  • Possible legal issues in customer's home jurisdiction (Poland)
AML Jurisdictional
Your Decision: Can you accept gambling proceeds as source of funds? What enhanced due diligence would you require? Are there jurisdictional concerns with Polish gambling laws?

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